Preparing for professional exams is tough; you have to study after hours while keeping up your day job, your school work, etc. – often at the expense of your free time on nights and weekends. Most exam prep today doesn’t make this any easier on us. It doesn’t fit our mobile lifestyles and busy schedules, or give us any insight into what we know or don’t know as we’re studying.
What makes Achievable special is something called adaptive learning. As you study with Achievable, the system learns about you and personalizes the study program to your strengths and weaknesses. We then optimize for your memory retention by scheduling your reviews at the optimal time.
Achievable’s FINRA courses guide you through a personalized learning experience, reinforcing what you’ve learned and giving you certainty that you’re ready to pass your exam. Achievable courses are all you need to pass, and include an easy-to-understand online textbook, videos for key topics, chapter review questions, and plenty of full-length practice exams. Our course content is produced by Brandon Rith, who was formerly Fidelity’s top instructor nationwide.
How to get your Series 63
Financial professionals typically take the Series 63 as their final exam after completing their SIE Exam and Series 6, 7, or 79 license. However, you can take the Series 63 as your first FINRA exam. Unlike most FINRA exams, you do not need a sponsor to take the Series 63.
What’s covered on the Series 63?
The Series 63 is known as the “state law test” and covers two main areas: State Securities Acts and the related rules and regulations, and ethical practices and fiduciary obligations. You’ll learn about the Uniform Securities Act (the “USA”) and how this framework of laws and regulations was created for and adopted by the fifty states in the United States. And you’ll learn about how the USA-related laws are enforced across the country.
Topic and Test Questions:
- Regulation of Investment Advisers
- 3 (5%)
- Regulation of IARs
- 3 (5%)
- Regulation of Broker-dealers
- 9 (15%)
- Regulation of Agent
- 9 (15%)
- Regulation of Securities and Issuers
- 3 (5%)
- Regulation of Administrative Provisions
- 6 (10%)
- Communications
- 12 (20%)
- Ethical Practices and Obligations
- 15 (20%)
Total 60
Series 63 practice exams
When you buy the Achievable Series 63 course, you’ll get access to our extensive question bank of 300+ chapter quizzes and 6+ practice exams.
Our practice exams are carefully constructed to match what you’ll see on the actual Series 63, based on over a decade of training experience. Furthermore, our math-based questions are templatized so that you see different numbers each time, ensuring that you’re learning the underlying concept and not just the right answer.