Implementing Agency Identified Issues into Compliance Auditing Programs Webinar

Join us as we analyze consumer compliance issues identified by the CFPB and other regulatory agencies. Not only will we discuss the issues in detail, but we have developed auditing and monitoring activities that you can utilize to ensure these areas are not issues at your institution!

Internal auditing and monitoring for consumer compliance are important components of your institution’€™s compliance management system. Don’€™t be caught off guard by a known regulatory compliance issue! Join us as we discuss regulatory agency identified compliance weaknesses and how to implement an effective testing program designed to proactively identify consumer compliance issues at your institution.

Program Highlights

  • Tips on Developing Auditing & Monitoring Schedules
  • Understanding the Components of the FFIEC Consumer Compliance Examination
  • The Benefits of a Proactive Compliance Program
  • Most Frequently Cited Regulatory Violations
    • CFPB: Supervisory Highlights
    • FDIC: Consumer Compliance Supervisory Highlights Overview
    • Federal Reserve System: Consumer Compliance Outlook
  • Examples of communications that result in UDAAP concerns
  • Utilizing CMP Reports as Auditing and Training Tools
  • Flood – Issues that lead to CMP’€™s!
  • Ready to use checklists for several of the areas discussed!

Who Should Attend?

This informative session is designed for operations managers, compliance officers, risk officers and auditors but will cover issues identified on both the lending and deposit areas.

Continuing Education (CE) Credits

This webinar is recommended for 2.5 CE Credit Hours. Each attendee will receive a Certificate of Attendance for self-reporting of CE Credits.

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Molly Stull
Molly Stull

Molly began her banking career on the teller line while working on her undergraduate degree and has continued working in the financial industry ever since. Some of her experience includes roles in ope... read more.

Course TitleCreditsStart DateStart TimeDelivery TypeDelivery OptionInstructor / LocationPrice
Implementing Agency Identified Issues into Compliance Auditing Programs0.25 Any AnyWebinarSix Month On-Demand Recording Molly Stull$295.00 Register Now
Implementing Agency Identified Issues into Compliance Auditing Programs0.25 Any AnyWebinarCD-ROM Video Recording Molly Stull$345.00 Register Now
Delivery Options

INCLUDES 7 DAYS OF ONDEMAND PLAYBACK! With this option, you will participate in the webinar (via the internet) as it is being presented. You will login to the webinar on your PC to view the PowerPoint presentation, and you have the option of using your PC speakers or a telephone for the audio. You can type and send your questions to the instructor. Many companies are now running their PC through an LCD projector allowing many employees to participate at the same time. And don’t worry if you miss the webinar, you can still view it for up to seven days after it takes place!

With this option, you will receive an e-mail that contains a link to the PowerPoint slides (to download, print, and copy) as well as a link to the media player where you will view and hear the entire webinar just as it was delivered, featuring the full-color PowerPoint presentation with audio. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. The weblink will be available to you (and anyone else in the company) for up to six months and can be accessed 24/7 as many times as you wish. Delivered via e-mail the day after the webinar takes place.

If you do not have internet access or want to make the webinar part of your training library, the CD-ROM Recording is a great option for viewing a webinar. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. With this option, you will receive a download of the PowerPoint slides and a CD-ROM Recording (featuring PowerPoint presentation with audio) of the webinar via regular mail. Mailed 7 to 10 days after the webinar takes place.

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