12 Compliance Hot Spots for New Deposit Accounts Webinar
When you open new deposit accounts, many compliance issues come into play. These issues can cost your institution thousands of dollars in fines and liability if you do not realize how each piece fits (see complete description below).
Click Here for Webinar Description and Audience
When you open new deposit accounts, many compliance issues come into play. These issues can cost your institution thousands of dollars in fines and liability if you do not realize how each piece fits. This webinar is the complete compliance package for new accounts. Every hot spot will be looked at and examined in light of regulatory, compliance and contract issues. This program delivers not only a host of compliance tasks that have to be accomplished during the new account interview but it also will suffice as your frontline annual training requirement for these regulatory topics.
We Will Review:
•Customer Identification Program-Identification and documents
•Customer Due Diligence
•IRS Name Control Match
•NRA and W-8 BENs
•Red Flags for Identity Theft
•Regulation CC Holds on Deposit Accounts
•Regulations Disclosures at New Accounts
•Regulation GG Certification
•ODP and Opt-IN for Regulation E
•Adverse Action Notices
•Common errors on account titling and ownership and checks
Who Should Attend?
New Account Representatives, Customer Service Representatives, Branch Managers, Branch Operations, Compliance and BSA
Click Here for Continuing Education Credits (CEC) Info
This webinar is recommended for 2.5 CE Credit Hours. Each attendee will receive a Certificate of Attendance for self-reporting of CE Credits.
Click Here for Delivery Option Descriptions
INCLUDES SEVEN DAYS OF ONDEMAND PLAYBACK! With this option, you will participate in the webinar (via the internet) as it is being presented. You will login to the webinar on your PC to view the PowerPoint presentation, and you have the option of using your PC speakers or a telephone for the audio. Participants can type and send their questions to the instructor. Many companies are now running their PC through an LCD projector allowing many employees to participate in the same room.
SIX MONTH ONDEMAND VIDEO RECORDING:
With this option, you will receive an e-mail that contains a link to the PowerPoint slides (to download, print, and copy) as well as a link to the media player where you will view and hear the entire webinar just as it was delivered, featuring the full-color PowerPoint presentation with audio. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. The weblink will be available to you (and anyone else in the company) for up to six months and can be accessed 24/7 as many times as you wish. Delivered via e-mail the day after the webinar takes place.
CD-ROM VIDEO RECORDING:
If you do not have internet access or want to make the webinar part of your training library, the CD-ROM Recording is a great option for viewing a webinar. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. With this option, you will receive a download of the PowerPoint slides and a CD-ROM Recording (featuring PowerPoint presentation with audio) of the webinar via regular mail. Mailed 7 to 10 days after the webinar takes place.
Webinars can be scheduled and offered exclusively for your company. They can even be customized to best fit your needs. To find out more, please complete the in-house request form found in the Schedule and Registration Information section below.