WEBINAR

Regulation By Enforcement Webinar

CFT Credits: 0.25

The program is designed for lending and deposit account management and staff, compliance officers, marketing personnel, auditors and others who want to avoid charges of compliance malpractice.

Webinar Description and Audience

WHAT?

The CFPB has been criticized for providing guidance in the form of enforcement actions rather than by writing regulations.

In a March 9, 2016 speech Director Cordray confirmed that consent orders that accompany the Bureau’s public enforcement actions, “provide detailed guidance for compliance officers across the marketplace about how they should regard similar practices at their own institutions. If the same problems exist in their day-to-day operations, they should look closely at their processes and clean up whatever is not being handled appropriately.” He added that “it would be ‘compliance malpractice’ for executives not to take careful bearings from the contents of these orders about how to comply with the law and treat consumers fairly.”

To assure that financial institutions avoid “compliance malpractice” this program reviews many of the recent consent orders dealing with compliance-related matters.

WHY?

This two-hour webinar provides a thorough review of recent enforcement actions taken by various federal agencies. It assures participants understand:

•The inappropriate actions taken by the institutions in each case
•The lessons to be learned from the actions
•The steps needed to avoid similar problems
Participants will receive a detailed manual that serves as a handbook long after the program is completed.

Covered Topics:

•Fair Lending
◦Underwriting
◦Pricing
◦Maternity issues
•Community Reinvestment Act
◦Redlining
•Unfair Deceptive or Abusive Acts or Practices
◦Deceptive advertising
◦Misleading telemarketing
◦Deposit Reconciliation
◦Deceptive Deposit Account Disclosures
◦Failure to provide benefits under a rewards program
•Bank Secrecy Act
◦BSA program
•Overdraft Guidance
◦Opt-In Consent
•Electronic Funds Transfer Act

Who Should Attend?

The program is designed for lending and deposit account management and staff, compliance officers, marketing personnel, auditors and others who want to avoid charges of compliance malpractice.

Webinar Viewing Options

LIVE WEBINAR:                                              

INCLUDES 7 DAYS OF UNLIMITED ONDEMAND PLAYBACK!  With this option, you will participate in the webinar live, via the internet. You will login to the webinar on your PC to view the PowerPoint presentation, and you have the option of using your PC speakers or a telephone for the audio. You can type and send your questions to the instructor. Many companies are now running their PC through an LCD projector allowing many employees to participate at the same time.  And don’t worry if you miss the webinar, you can still view it for up to seven days after it takes place!

SIX MONTH ONDEMAND VIDEO:

With this option, you will receive an e-mail that contains a link to the PowerPoint slides (to download, print, and copy) as well as a link to the media player where you will view and hear the entire webinar just as it was delivered, featuring the full-color PowerPoint presentation with audio. You can pause, fast-forward and rewind as needed, which makes it a very effective training tool. The OnDemand Video will be available to you (and anyone else in the company) for six months and can be accessed 24/7 as many times as you wish. Delivered via e-mail the day after the webinar takes place.

CD-ROM VIDEO:

If you do not have internet access or want to make the webinar part of your training library, the CD-ROM Recording is a great option for viewing a webinar. You can pause, fast-forward and rewind as needed, which makes it an effective training tool.  With this option, you will receive a download of the PowerPoint slides and a CD-ROM Recording (featuring PowerPoint presentation with audio) of the webinar via regular mail. Mailed 7 to 10 days after the webinar takes place.

IN-HOUSE:                                                        

Webinars can be scheduled and offered exclusively for your company.  They can even be customized to best fit your needs.  To find out more, please complete the in-house request form found in the Schedule and Registration Information section below.

Continuing Education (CE) Credits

This webinar is recommended for 2.5 CE Credit Hours. Each attendee will receive a Certificate of Attendance for self-reporting of CE Credits.

Register Here!

Choose the viewing option that best suits your needs. Live Webinar times are shown as Eastern Time. You can choose to pay by credit card or invoice when you register. CFT Credit will be awarded to the registrant, unless directed otherwise (additional attendees can also receive credit for an additional fee). CFT Webinars are powered by Total Training Solutions!

Webinar DateStart TimeEnd DateEnd TimeViewing Options - See Descriptions AbovePrice
08/02/17Archived Six Month On-Demand Recording$295.00Order
08/02/17Archived CD-ROM Video Recording$345.00Order
AnyIn-HouseRequest