New Bank Compliance Officers-3 Part Series Webinar

Included Webinars

Compliance 101 for New Compliance Officers – Part 1

BSA 101 for New BSA Compliance Officers – Part 2

Introduction to Conducting a Compliance Audit/Review for New Compliance Officers – Part 3

 

Series Details

Compliance 101 for New Compliance Officers – Part 1

October 25, 2022, 2:30 pm EDT

This session is designed to provide a new compliance officer with tools to help make the transition on their new role easier, it can also provide long-term compliance officers with a refresher on regulations and resources.

What You’ll Learn

Major compliance issues

The importance of risk assessments

Resources all Compliance Officers need to know about

 

BSA 101 for New BSA Compliance Officers – Part 2

October 31, 2022, 2:30 pm EDT

This session will provide new BSA Compliance Officers with information on the laws and rules, as well as guidance on resources that can help make their jobs easier.

What You’ll Learn

Overview of Bank Secrecy Act and other Anti-Money Laundering Rules

Components of a strong BSA program

Using technology to help with BSA compliance

Resources all BSA Compliance Officers need to know about

 

Introduction to Conducting a Compliance Audit/Review for New Compliance Officers – Part 3

November 1, 2022, 2:30 pm EDT

This webinar will provide an overview of the tools and resources available for conducting a compliance review, as well as areas to review and questions to ask.

What You’ll Learn

The importance of a compliance review

Compliance audit/review resources

Reviewing policies, procedures, and practices

Reporting the results of your review

Developing a compliance audit schedule

 

Who Should Attend

New Compliance Officers, Chief Compliance Officers, Compliance, Legal, Risk Management Staff, CEOs.

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Related Topics

Instructor

Kristen Tatlock
Kristen Tatlock

Kristen Tatlock is a nationally-known speaker and compliance consultant with over 30 years of experience in the bank and credit union compliance arena. Kristen assists credit unions with issues rangin... read more.

Course TitleCreditsStart DateStart TimeDelivery TypeDelivery OptionInstructor / LocationPrice
New Bank Compliance Officers-3 Part Series Webinar.25 10/25/2022 2:30pmWebinarUpcoming Kristen Tatlock$769.00 Register Now
Delivery Options

Webinars for Banks and Credit Unions

Live Webinar:

INCLUDES 30 DAYS OF ONDEMAND PLAYBACK! With this option, you will participate in the webinar (via the internet) as it is being presented. You will login to the webinar on your PC to view the PowerPoint presentation, and you have the option of using your PC speakers or a phone for the audio. You can type and send your questions to the instructor.  And don‰’t worry if you miss the webinar, you can still view it for up to thirty days after it takes place!

Live Plus Twelve Months OnDemand Playback:

With this option, you will receive the live version, then you will receive an e-mail that contains a link to the PowerPoint slides (to download, print, and copy) as well as a link where you will view and hear the entire webinar just as it was delivered, featuring the full-color PowerPoint presentation with audio. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. The link will be available to you (and anyone else in the company) for up to twelve months and can be accessed 24/7 as many times as you wish. Delivered via e-mail the day after the webinar takes place.

Live, Twelve Months OnDemand Playback PLUS CD-ROM VIDEO:

By adding the CD-Rom to your order, you will have non- internet access to make the webinar part of your training library.  The CD-ROM Recording is a great option for viewing a webinar. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. With this option, you will receive a download of the PowerPoint slides and a CD-ROM Recording (featuring PowerPoint presentation with audio) of the webinar via regular mail. Mailed 7 to 10 days after the webinar takes place.

Recorded Webinar Options available as Twelve Months OnDemand and Twelve Months OnDemand and CD-Rom

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