New Bank Compliance Officers-3 Part Series Webinar

Included Webinars

Compliance 101 for New Compliance Officers – Part 1

BSA 101 for New BSA Compliance Officers – Part 2

Introduction to Conducting a Compliance Audit/Review for New Compliance Officers – Part 3

Series Details

Compliance 101 for New Compliance Officers – Part 1

October 25, 2022, 2:30 pm EDT

This session is designed to provide a new compliance officer with tools to help make the transition on their new role easier, it can also provide long-term compliance officers with a refresher on regulations and resources.

What You’ll Learn

Major compliance issues

The importance of risk assessments

Resources all Compliance Officers need to know about

BSA 101 for New BSA Compliance Officers – Part 2

October 31, 2022, 2:30 pm EDT

This session will provide new BSA Compliance Officers with information on the laws and rules, as well as guidance on resources that can help make their jobs easier.

What You’ll Learn

Overview of Bank Secrecy Act and other Anti-Money Laundering Rules

Components of a strong BSA program

Using technology to help with BSA compliance

Resources all BSA Compliance Officers need to know about

Introduction to Conducting a Compliance Audit/Review for New Compliance Officers – Part 3

November 1, 2022, 2:30 pm EDT

This webinar will provide an overview of the tools and resources available for conducting a compliance review, as well as areas to review and questions to ask.

What You’ll Learn

The importance of a compliance review

Compliance audit/review resources

Reviewing policies, procedures, and practices

Reporting the results of your review

Developing a compliance audit schedule

Who Should Attend

New Compliance Officers, Chief Compliance Officers, Compliance, Legal, Risk Management Staff, CEOs.