10 Steps To Pass Your Next Compliance and Fair Lending Exam Webinar
Fair lending remains a “hot topic” with regulators. A compliance examination is the “report card” that financial institution regulators use to “pass or fail” a financial institution’s compliance and Fair Lending program (see complete description below).
Click Here for Webinar Description and Audience
How prepared is your financial institution for the August 1 “Integrated Disclosure” changes?
Fair lending remains a “hot topic” with regulators. A compliance examination is the “report card” that financial institution regulators use to “pass or fail” a financial institution’s compliance and Fair Lending program. Will your bank or credit union pass the test? This fast-paced seminar provides practical guidance to develop and maintain a risk-based compliance management program. Whether your bank is a small community bank, credit union or a large regional institution, this seminar will review the components of an effective compliance management system including Board and management oversight, audit and monitoring functions, organizational structure, corrective action, training, and recommended policies and procedures. Participants will then be guided through the entire exam process beginning with elements of the initial request letter, moving to suggestions for managing the exam process, and concluding with preparation for the exit meeting and explanations of the compliance rating system.
•What are the latest compliance exam procedures and “hot spots”? Learn 10 steps to help you prepare for and PASS the compliance exam.
•What should be in place for the “Integrated Disclosure” changes?
•What can you learn from recent enforcement actions, including penalties for UDAAP?
•How do you develop a risk-based compliance management program?
•What does the Board need to know and what is appropriate Board oversight?
•What type of corrective action is required when you find a compliance deficiency?
•What are practical tips to prepare for and manage the compliance exam process?
•What are the most recent fair lending “hot topics”?
Who Should Attend?
The program is designed for both experienced and new Compliance Officers, Auditors, Risk Managers, and Senior Management. Requirements for small and large financial institutions are covered with a particular emphasis for FDIC supervised institutions. Links will be provided for the CFPB, OCC, Federal Reserve, and NCUA exam procedures.
Click Here for Continuing Education Credits (CEC)
This webinar is recommended for 2.5 CE Credit Hours. Each attendee will receive a Certificate of Attendance for self-reporting of CE Credits.
Click Here for Delivery Option Descriptions
With this option, you will participate in the webinar (via the internet) as it is being presented. You will login to the webinar on your PC to view the PowerPoint presentation, and you have the option of using your PC speakers or a telephone for the audio. Participants can type and send their questions to the instructor. Many companies are now running their PC through an LCD projector allowing many employees to participate in the same room.
SIX MONTH ONDEMAND VIDEO RECORDING:
With this option, you will receive an e-mail that contains a link to the PowerPoint slides (to download, print, and copy) as well as a link to the media player where you will view and hear the entire webinar just as it was delivered, featuring the full-color PowerPoint presentation with audio. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. The weblink will be available to you (and anyone else in the company) for up to six months and can be accessed 24/7 as many times as you wish. Delivered via e-mail the day after the webinar takes place.
CD-ROM VIDEO RECORDING:
If you do not have internet access or want to make the webinar part of your training library, the CD-ROM Recording is a great option for viewing a webinar. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. With this option, you will receive a download of the PowerPoint slides and a CD-ROM Recording (featuring PowerPoint presentation with audio) of the webinar via regular mail. Mailed 7 to 10 days after the webinar takes place.
Webinars can be scheduled and offered exclusively for your company. They can even be customized to best fit your needs. To find out more, please complete the in-house request form found in the Schedule and Registration Information section below.