WEBINAR

Consumer Compliance Rating System Program – 2017 Update Webinar

CFT Credits: 0.25

This two-hour program will address all three main categories – “Board and Management Oversight”, “Compliance Program” and “Violations of Law and Consumer Harm” – along with each of the categories 19 sub-components.

Webinar Description and Audience

WHAT?

Recently, the FFIEC finalized the issuance of its updated Interagency Consumer Compliance Rating System (CCRS). A close reading of the 31-page document provides a helpful glimpse into future regulatory expectations regarding a bank’s Compliance Management System (CMS) and what is meant by a Culture of Compliance.

While the updated CCRS “was not developed with the intention of new or higher supervisory expectations for banks” it did, however, provide pearls of wisdom and afford banks with an opportunity to review their present CMS to stay abreast of regulatory expectations and lower the risk of an adverse compliance rating.

This two-hour program will address all three main categories – “Board and Management Oversight”, “Compliance Program” and “Violations of Law and Consumer Harm” – along with each of the categories 19 sub-components.

WHY?

This was the first material update to the agencies rating methodology since 1980 and is intended to guide examiners in their future compliance examinations. We will cover the seemingly contradictory regulatory guidance on the level of transaction testing and address the degree of proactivity expected of a bank in self-identifying and reporting violations.

Participants receive a detailed manual that serves as a valuable resource long after the conclusion of the program which will serve as a vital resource in enhancing your bank’s Compliance Management Program. These materials are intended to place your compliance program in alignment with regulatory expectations.

Covered Topics:
•Detailed explanation of all assessment factors that drive exam ratings
•Expectations regarding risk assessments
•Accountability of compliance staff for consumer affairs laws and regulations – perhaps in job descriptions or within written policies and procedures
•Guidance regarding initial and ongoing oversight of third parties that perform functions for the bank
•Consumer complaint response expectations
•Promptness and comprehensiveness in responding to identified compliance deficiencies
•Tailored, periodic, comprehensive compliance training for all bank personnel

Who Should Attend?

The program is designed for second and third line of defense personnel in banks which will include: Compliance Officers, Branch Administration, Deposit Operations, Senior Management, Auditors, and those responsible for the auditing or monitoring functions of a bank’s deposit compliance program.

Webinar Viewing Options

LIVE WEBINAR:

INCLUDES SEVEN DAYS OF ONDEMAND ACCESS!  With this option, you will participate in the webinar (via the internet) as it is being presented. You will login to the webinar on your PC to view the PowerPoint presentation, and you have the option of using your PC speakers or a telephone for the audio. Participants can type and send their questions to the instructor. Many companies are now running their PC through an LCD projector allowing many employees to participate in the same room.

SIX MONTH ONDEMAND VIDEO RECORDING:

With this option, you will receive an e-mail that contains a link to the PowerPoint slides (to download, print, and copy) as well as a link to the media player where you will view and hear the entire webinar just as it was delivered, featuring the full-color PowerPoint presentation with audio. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. The OnDemand Video will be available to you (and anyone else in the company) for six months and can be accessed 24/7 as many times as you wish. Delivered via e-mail the day after the webinar takes place.

CD-ROM VIDEO RECORDING:

If you do not have internet access or want to make the webinar part of your training library, the CD-ROM Recording is a great option for viewing a webinar. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. With this option, you will receive a download of the PowerPoint slides and a CD-ROM Recording (featuring PowerPoint presentation with audio) of the webinar via regular mail. Mailed 7 to 10 days after the webinar takes place.

IN-HOUSE:

Webinars can be scheduled and offered exclusively for your company. They can even be customized to best fit your needs. To find out more, please complete the in-house request form found in the Schedule and Registration Information section below.

Continuing Education (CE) Credits

This webinar is recommended for 2.5 CE Credit Hours. Each attendee will receive a Certificate of Attendance for self-reporting of CE Credits.

Register Here!

Choose the viewing option that best suits your needs. Live Webinar times are shown as Eastern Time. You can choose to pay by credit card or invoice when you register. CFT Credit will be awarded to the registrant, unless directed otherwise (additional attendees can also receive credit for an additional fee). CFT Webinars are powered by Total Training Solutions!

Webinar DateStart TimeEnd DateEnd TimeViewing Options - See Descriptions AbovePrice
05/03/17Archived Six Month On-Dermand Recording$295.00Register
05/03/17Archived CD-ROM Recording$345.00Register
AnyIn-HouseRequest