WEBINAR

Conducting a Risk-Based Compliance Audit Seminar OnDemand with Live Streaming Webinar

CFT Credits: 0.25

Attend the Conducting a Risk-Based Compliance Audit Seminar from the convenience of your own office or home via Live Streaming Video as it happens on Thursday, May 27th (9:00 am – 4:00 pm Central Time), or at your own convenience with 6 months of OnDemand playback.

Banking requires taking risks in order to earn profits. Risk levels, however, must be appropriately managed and controlled. A bank’s safety and soundness is contingent upon effectively identifying and managing its Compliance Risk exposures therefore, the bank’s Compliance Audit program must be risk-based.

Because market conditions and bank structures vary, no single compliance audit system works for all banks. Each bank should develop its own program tailored to its needs and circumstances. Regardless of the compliance audit / risk management program’s design, it should include mechanisms for identifying, measuring, controlling, and monitoring risks.

Webinar Description and Intended Audience

Attend the Conducting a Risk-Based Compliance Audit Seminar from the convenience of your own office or home via Live Streaming Video as it happens on Thursday, May 27th (9:00 am – 4:00 pm Central Time), or at your own convenience with 6 months of OnDemand playback.

Banking requires taking risks in order to earn profits. Risk levels, however, must be appropriately managed and controlled. A bank’s safety and soundness is contingent upon effectively identifying and managing its Compliance Risk exposures therefore, the bank’s Compliance Audit program must be risk-based.

Because market conditions and bank structures vary, no single compliance audit system works for all banks. Each bank should develop its own program tailored to its needs and circumstances. Regardless of the compliance audit / risk management program’s design, it should include mechanisms for identifying, measuring, controlling, and monitoring risks.

Content

  • Compliance Audit Programs – what the examiners are looking for
  • Volume and significance of compliance violations
  • Identifying high risk regulations and developing a compliance review schedule
  • Review of compliance policies and procedures
  • Personnel – level of compliance knowledge
  • Compliance control systems
  • Effectively report compliance matters to the board
  • Understand tools and resources available to you

Who Should Attend?

This informative session is designed for auditors, compliance officers and compliance council/committee members. Risk Managers, Managers and Assistant Managers will also benefit from the information that will be presented.

Webinar Viewing Options

LIVE WEBINAR:                                              

INCLUDES 7 DAYS OF UNLIMITED ONDEMAND PLAYBACK!  With this option, you will participate in the webinar live, via the internet. You will login to the webinar on your PC to view the PowerPoint presentation, and you have the option of using your PC speakers or a telephone for the audio. You can type and send your questions to the instructor. Many companies are now running their PC through an LCD projector allowing many employees to participate at the same time.  And don’t worry if you miss the webinar, you can still view it for up to seven days after it takes place!

SIX MONTH ONDEMAND VIDEO:

With this option, you will receive an e-mail that contains a link to the PowerPoint slides (to download, print, and copy) as well as a link to the media player where you will view and hear the entire webinar just as it was delivered, featuring the full-color PowerPoint presentation with audio. You can pause, fast-forward and rewind as needed, which makes it a very effective training tool. The OnDemand Video will be available to you (and anyone else in the company) for six months and can be accessed 24/7 as many times as you wish. Delivered via e-mail the day after the webinar takes place.

CD-ROM VIDEO:

If you do not have internet access or want to make the webinar part of your training library, the CD-ROM Recording is a great option for viewing a webinar. You can pause, fast-forward and rewind as needed, which makes it an effective training tool.  With this option, you will receive a download of any applicable handouts and a CD-ROM (featuring the full-color PowerPoint presentation with audio) via regular mail. Mailed 7 to 10 days after the webinar takes place.

IN-HOUSE:                                                        

Webinars can be scheduled and offered exclusively for your company.  They can even be customized to best fit your needs.  To find out more, please complete the in-house request form found in the Schedule and Registration Information section below.

Continuing Education (CE) Credits

This webinar is recommended for 2.5 CE Credit Hours. Each attendee will receive a Certificate of Attendance for self-reporting of CE Credits.

Register Here!

Choose the viewing option that best suits your needs. Live Webinar times are shown as Eastern Time. You can choose to pay by credit card or invoice when you register. CFT Credit will be awarded to the registrant, unless directed otherwise (additional attendees can also receive credit for an additional fee). CFT Webinars are powered by Total Training Solutions!

Webinar DateStart TimeEnd DateEnd TimeViewing Options - See Descriptions AbovePrice
05/27/2110:00 AM05:00 PMLive Webinar$995.00
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