Compliance Regulations: Lending and Deposit Basics 2 Part Series Webinar
This is a two-part series to be held on May 26th and June 22nd. The prices below include all sessions. Each session can also be attended individually by clicking on the links below.
Webinar Description and Intended Audience
Part 1: Deposit Regulations – The Basics
Wednesday, May 26th, 2021 (10:00 AM CT)
Is your front line a compliance asset or liability? Let’s make them a compliance asset. This regulatory review completes your financial institution’s annual training requirements. It also helps the front line understand that we can be fined and sued if we do not follow our regulatory responsibility.
During the webinar, each regulation will be discussed spotlighting the front line issues and how to handle them. This webinar will help your staff determine if we are in a regulation and if so to determine the course of action. You will be amazed how focused training on front line issues will take you from zero to hero with your regulators.
- Expedited Funds Availability Act (Reg CC) Update on Holds and Disclosures
- Electronic Funds Transfer Act (Reg E) revisions and understanding your customer’s rights on unauthorized access
- Regulation D – Six transaction limitations and FDIC disclosures on interest-bearing accounts
- Truth in Savings Act (Reg DD) – Spotlight on disclosures and answering customer questions about rates and APY
- Bank Secrecy Act (BSA) – Annual training requirements plus CTRs, SARs and DOEP date fields
Part 2: Lending Regulations – The Basics
Tuesday, June 22nd, 2021 (1:30 PM CT)
Whether new to lending compliance or an old pro the key to complying with the lending compliance regulations is a thorough understanding of the basic requirements of each regulation. We see examiners cite more violations of requirements that have been in place for decades than we do requirements of newly effective rules.
- Truth in Lending Act (Regulation Z);
- Real Estate Settlement Procedures Act (Regulation X);
- Equal Credit Opportunity Act (Regulation B);
- Fair Housing Act;
- Home Mortgage Disclosure Act (Regulation C);
- Flood Insurance Rules;
- Fair Credit Reporting Act;
- Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act);
- Community Reinvestment Act;
- Fair Debt Collection Practices Act; and
- Unfair, Deceptive or Abusive Acts or Practices.
Who Should Attend?
This webinar will benefit compliance officers, customer service representatives, new accounts representatives, personal bankers, telephone call centers, training, branch operations, branch administration, branch managers, assistant branch managers.
Webinar Viewing Options
INCLUDES 7 DAYS OF UNLIMITED ONDEMAND PLAYBACK! With this option, you will participate in the webinar live, via the internet. You will login to the webinar on your PC to view the PowerPoint presentation, and you have the option of using your PC speakers or a telephone for the audio. You can type and send your questions to the instructor. Many companies are now running their PC through an LCD projector allowing many employees to participate at the same time. And don’t worry if you miss the webinar, you can still view it for up to seven days after it takes place!
SIX MONTH ONDEMAND VIDEO:
With this option, you will receive an e-mail that contains a link to the PowerPoint slides (to download, print, and copy) as well as a link to the media player where you will view and hear the entire webinar just as it was delivered, featuring the full-color PowerPoint presentation with audio. You can pause, fast-forward and rewind as needed, which makes it a very effective training tool. The OnDemand Video will be available to you (and anyone else in the company) for six months and can be accessed 24/7 as many times as you wish. Delivered via e-mail the day after the webinar takes place.
If you do not have internet access or want to make the webinar part of your training library, the CD-ROM Recording is a great option for viewing a webinar. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. With this option, you will receive a download of any applicable handouts and a CD-ROM (featuring the full-color PowerPoint presentation with audio) via regular mail. Mailed 7 to 10 days after the webinar takes place.
Webinars can be scheduled and offered exclusively for your company. They can even be customized to best fit your needs. To find out more, please complete the in-house request form found in the Schedule and Registration Information section below.
Continuing Education (CE) Credits
This webinar is recommended for 2.5 CE Credit Hours. Each attendee will receive a Certificate of Attendance for self-reporting of CE Credits.