Compliance Management Webinar

Compliance Management Systems are a vital and necessary part of your organization’s success. As you look to develop or fine tune your CMS, there are a few things to keep in mind. There is no “recipe” for compliance management. One size does not fit all. While there is a basic framework that should be used, what works for one organization may not work for you. To be successful, you’ll need to apply the principles and adjust them to fit your culture, environment, personnel and systems. Establishing a healthy CMS is also a process that takes time. It’s not a one and done process. It’s a process that evolves and continually changes.

Covered Topics

  • Board and Senior Management Oversight
  • The Role of the Compliance Officer(s) / Compliance Team
  • Risk Assessments
  • Effective Policies, Procedures & Processes
  • Training
  • Audits & Monitoring
  • Complaint Management
  • Reporting
  • Culture (the foundation of an effective Compliance Management System)

A message from the Presenter, David Dickinson: Your Compliance Management Systems are a vital and necessary part of your organization’s success. As you look to develop or fine tune your CMS, there are a few things to keep in mind:

  • There is no “recipe” for compliance management. One size does not fit all. There is a basic framework that should be used. What works for one organization may not work for you.
  • To be successful, you’ll need to apply the principles and adjust them to fit your culture, environment, personnel and systems. It’s a job that you’ll never finish because it’s a cycle that continuously repeats. It must be evaluated and adjusted as new rules and requirements are issued and as your personnel changes.
  • Establishing a healthy CMS is a process that takes time – LOTS of time. It’s not a one and done process. It’s a process that evolves and continually changes.

Who Should Attend?

This webinar is designed for anyone involved in a bank’s compliance management system. This may include compliance officers, auditors, management, directors, etc.

Continuing Education (CE) Credits

This webinar is recommended for 2.5 CE Credit Hours. Each attendee will receive a Certificate of Attendance for self-reporting of CE Credits.

View Delivery Options

Instructor

David Dickinson
David Dickinson

David’s banking career began as a field examiner for the FDIC in 1990. He later became a Compliance Officer and Loan Officer for a small bank. In 1993, he established Banker’s Compliance Consultin... read more.

Course TitleCreditsStart DateStart TimeDelivery TypeDelivery OptionInstructor / LocationPrice
Compliance Management Webinar0.25 01/20/2022 11:00amWebinarLive Webinar David Dickinson$265.00 Register Now
Compliance Management Webinar0.25 01/20/2022 AnyWebinarLive, On-Demand, CD-ROM David Dickinson$395.00 Register Now
Compliance Management Webinar0.25 01/20/2022 AnyWebinarCD-ROM Video Recording David Dickinson$345.00 Register Now
Compliance Management Webinar0.25 01/20/2022 AnyWebinarLive and On-Demand David Dickinson$365.00 Register Now
Compliance Management Webinar0.25 01/20/2022 AnyWebinarSix Month On-Demand Recording David Dickinson$295.00 Register Now
Delivery Options

LIVE WEBINAR:
INCLUDES 7 DAYS OF ONDEMAND PLAYBACK! With this option, you will participate in the webinar (via the internet) as it is being presented. You will login to the webinar on your PC to view the PowerPoint presentation, and you have the option of using your PC speakers or a telephone for the audio. You can type and send your questions to the instructor. Many companies are now running their PC through an LCD projector allowing many employees to participate at the same time. And don’t worry if you miss the webinar, you can still view it for up to seven days after it takes place!

SIX MONTH ONDEMAND VIDEO:
With this option, you will receive an e-mail that contains a link to the PowerPoint slides (to download, print, and copy) as well as a link to the media player where you will view and hear the entire webinar just as it was delivered, featuring the full-color PowerPoint presentation with audio. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. The weblink will be available to you (and anyone else in the company) for up to six months and can be accessed 24/7 as many times as you wish. Delivered via e-mail the day after the webinar takes place.

CD-ROM VIDEO:
If you do not have internet access or want to make the webinar part of your training library, the CD-ROM Recording is a great option for viewing a webinar. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. With this option, you will receive a download of the PowerPoint slides and a CD-ROM Recording (featuring PowerPoint presentation with audio) of the webinar via regular mail. Mailed 7 to 10 days after the webinar takes place.

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