BSA Risk Assessments, Models, Validation and Tuning Webinar
Bank Secrecy Act (BSA) key components continue to be an integral part of our AML (Anti Money Laundering) Strategy as risk assessments, models and audits continue to frame up the building called your program. You don’t want to get surprised this year on your BSA examination when the examiners ask to see your model validation (see complete description below).
Click Here for Webinar Description and Audience
Bank Secrecy Act (BSA) key components continue to be an integral part of our AML (Anti Money Laundering) Strategy as risk assessments, models and audits continue to frame up the building called your program. You don’t want to get surprised this year on your BSA examination when the examiners ask to see your model validation. New processes bring new tools to analyze data but your process and model have to be checked. From risk assessments to audits, we continue to self-examine our own AMLs for accuracy, exposure and controls. Don’t miss this deeper dive into the tools that protect your organization from financial crimes.
• 2014 Risk Assessments: Inherent risk, mitigation of risk and residual risk
• Building blocks of the risk assessment: From Product and Service to Executive Summary
• Updating risk assessments and the changing financial institution profile
• What is a model? How to validate your model?
• How to document the process of model development, validation and revisions
• What are the audit expectations? What is an independent audit? Who should conduct the audit?
• Sample audit worksheets
Who Should Attend:
BSA Officers, BSA Support Staff, Management, Compliance, Security and anyone involved in AML program.
Click Here for Continuing Education Credits (CEC) Info
This webinar is recommended for 2.5 CE Credit Hours. Each attendee will receive a Certificate of Attendance for self-reporting of CE Credits.
Click Here for Delivery Option Descriptions
INCLUDES SEVEN DAYS OF ONDEMAND PLAYBACK! With this option, you will participate in the webinar (via the internet) as it is being presented. You will login to the webinar on your PC to view the PowerPoint presentation, and you have the option of using your PC speakers or a telephone for the audio. Participants can type and send their questions to the instructor. Many companies are now running their PC through an LCD projector allowing many employees to participate in the same room.
SIX MONTH ONDEMAND VIDEO RECORDING:
With this option, you will receive an e-mail that contains a link to the PowerPoint slides (to download, print, and copy) as well as a link to the media player where you will view and hear the entire webinar just as it was delivered, featuring the full-color PowerPoint presentation with audio. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. The weblink will be available to you (and anyone else in the company) for up to six months and can be accessed 24/7 as many times as you wish. Delivered via e-mail the day after the webinar takes place.
CD-ROM VIDEO RECORDING:
If you do not have internet access or want to make the webinar part of your training library, the CD-ROM Recording is a great option for viewing a webinar. You can pause, fast-forward and rewind as needed, which makes it an effective training tool. With this option, you will receive a download of the PowerPoint slides and a CD-ROM Recording (featuring PowerPoint presentation with audio) of the webinar via regular mail. Mailed 7 to 10 days after the webinar takes place.
Webinars can be scheduled and offered exclusively for your company. They can even be customized to best fit your needs. To find out more, please complete the in-house request form found in the Schedule and Registration Information section below.