SPECIALTY SCHOOL

Annual Compliance School for Banks and Credit Unions

CFT Credits: 0.00

Are you as knowledgeable and aware of the latest compliance issues, changes and concerns as you could be? Is compliance handled expertly in all areas of your institution? Has your compliance program changed with the changes in regulations?  Need to meet your annual BSA Training requirement?  (see complete description below).

Compliance School Overview, Schedule and Tuition

Are you as knowledgeable and aware of the latest compliance issues, changes and concerns as you could be? Is compliance handled expertly in all areas of your institution? Has your compliance program changed with the changes in regulations?  Need to meet your annual BSA Training requirement?  Both compliance professionals and bankers in lending and operations areas can benefit from the knowledge and interpretation of professional compliance managers, consultants and regulators in CFT’s 31st Annual Compliance School.

IMPORTANT MESSAGE:  The School will include the latest developments in regulatory compliance, which could change the topics and schedule shown below.

ENTIRE SCHOOL – $1395 PER PERSON – June 5-8, 2017 – includes all modules, lunches, refreshment, student manuals, and a Welcome Cocktail Reception being held on opening night, June 5, from 5:00 – 6:00 pm.  You can also choose to attend individual Modules or Workshops as shown in the Registration section.

COMPLIANCE SCHOOL SCHEDULE (Dates are set, but daily schedule is subject to change)

Monday, June 5, 2017

8:00 am – 9:00 am           Check-in and Continental Breakfast
9:00 am – 12:00 pm         Deposit Operations Module – BSA Compliance Review and Hot Spots
12:00 pm – 1:00 pm         Lunch
1:00 pm – 2:00 pm           Deposit Operations Module – BSA Compliance Review and Hot Spots (cont)
2:00 pm – 5:00 pm           Deposit Operations Module – Regs DD & E
5:00 pm – 6:00 pm           Reception (casual cocktail/appetizer)

Tuesday, June 6, 2017

7:30 am – 8:00 am          Continental Breakfast
8:00 am – 12:00 pm        Deposit Operations Module – Regs CC & D
12:00 pm – 1:00 pm        Lunch
1:00 pm – 5:00 pm          Credit Module – Lending Compliance:  RESPA, TRID, Reg Z and MLA/SCRA

Wednesday, June 7, 2017

7:30 am – 8:00 am         Continental Breakfast
8:00 am – 10:00 am      Credit Module – Lending Compliance:  RESPA, TRID, Reg Z and MLA/SCRA (cont)
10:00 am – 2:00 pm      Credit Module – Fair Lending and CRA (includes lunch)
2:00 pm – 5:00 pm        Credit Module – HMDA

Thursday, June 8, 2017

7:30 am – 8:00 am         Continental Breakfast
8:00 am – 1:00 pm         Credit Module – FCRA and Flood – includes Q&A Lunch from 12:00-1:00
1:00 pm – 5:00 pm         Management Module – Consumer Complaints, UDAAP, Vendor Management, Privacy, Identity Theft Red Flags and
                                           Incident Response Practices

School Location and Overnight Accommodations

June 5-8, 2017
Table Mountain Inn
1310 Washington Avenue
Golden, Colorado

Students are responsible for their own hotel accommodations.  Please call the hotel at 303-277-9898 for discounted room reservations.

Intended Audience

You don’t need to be a compliance officer to attend.  Over 50% of the participants in previous years have been lenders, operations officers, auditors, attorneys, presidents, and others.  Compliance education is important for every bank officer.

CRCM, CLE, and CPE Continuing Education Credit Info

“The 31st Annual CFT Federal Compliance School has been approved for 35 CRCM credits. Breakdown of credit: Op/Deposit Module-11.25 CRCM credits, Credit Module-19.25 CRCM credits and Mgmt. Module-4.5 CRCM credits. This statement should not be viewed as an endorsement of this program or its sponsor.”  ICB Members must report these credits at aba.csod.com.

Attorneys and Accountants seeking CLEs and CPEs should contact Crista Olson to verify if the Compliance School has been approved for credit in your State.  Crista can be reached at 800-795-5242 x9003 or crista@cfteducation.org.

Faculty

PATRICIA CASHMAN was the founder of Cashman Compliance Solutions.  She was responsible for consumer compliance reviews specializing in consumer residential real estate, Bank Secrecy Act (BSA) and Anti-Money Laundering reviews, and compliance and BSA training.  Patricia began her banking career in 1969. She has been the senior operations officer for three Dallas-Ft. Worth area community banks, an assistant examiner for the Texas Department of Banking and managed the compliance/internal audit division of TIB – The Independent BankersBank, one of the largest bankers’ banks in the country.  Additionally, Patricia has spoken as a webcast/teleconference presenter for the American Bankers Association (ABA), and BankersOnLine (BOL), taught a variety of compliance subjects for the Texas Bankers Association (TBA) and ABA at their respective Compliance Schools.  She continues to provide speaker/trainer services for numerous banks and compliance organizations.

SUSAN COSTONIS is a compliance consultant and trainer. She specializes in compliance management along with deposit and lending regulatory training and began her career in 1978. Susan has successfully managed compliance programs and exams for institutions that ranged from a community bank to large multi-state bank holding companies. She has been a compliance officer for institutions supervised by the OCC, FDIC, and Federal Reserve.  Susan has been a Certified Regulatory Compliance Manager since 1998, completed the ABA Graduate Compliance School, and graduated from the University of Akron and the Graduate Banking School of the University of Colorado. She regularly presents to financial institution audiences in several states and “translates” complex regulations into simple concepts by using humor and real life examples.

KEITH E. MONSON, CRCM, Vice President of Application Compliance, Computer Services, Inc., Jefferson City, MO. Mr. Monson has over 25 years of banking experience and frequently speaks on a variety of compliance related issues. Mr. Monson has compliance experience with both large and small financial institutions and has also provided compliance management assistance to banks as a compliance consultant. Mr. Monson is a past Chairman of the CRCM Advisory Board and a former member of the Certification Council for the Institute of Certified Bankers. He is also a past Chairman of the Missouri Bankers Association’s Compliance Committee. In addition, Mr. Monson has written for and served as the Chairman of the Editorial Advisory Board – Bank Compliance Magazine and was a past member of the Compliance Executive Committee and the Regulatory Compliance Conference Advisory Committee for the American Bankers Association. He was named the 2009 Distinguished Service Award winner by the ABA Compliance Administrative Committee for his work in the compliance field. Mr. Monson graduated from Truman State University and holds a Bachelors of Science degree in Finance.

 

 

Register Here!

Times shown are local time. You can choose to pay by credit card or invoice when you register.

Option Start Date Start Time End Date End Time Location Tuition
Any In-House Request