SPECIALTY SCHOOL

Annual Compliance School for Banks and Credit Unions

CFT Credits: 35.00

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Are you as knowledgeable and aware of the latest compliance issues, changes and concerns as you could be? Is compliance handled expertly in all areas of your institution? Has your compliance program changed with the changes in regulations?  Need to meet your annual BSA Training requirement?  (see complete description below).

Compliance School Overview, Schedule and Tuition

Are you as knowledgeable and aware of the latest compliance issues, changes and concerns as you could be? Is compliance handled expertly in all areas of your institution? Has your compliance program changed with the changes in regulations?  Need to meet your annual BSA Training requirement?  Both compliance professionals and bankers in lending and operations areas can benefit from the knowledge and interpretation of professional compliance managers, consultants and regulators at CFT’s Annual Compliance School.

IMPORTANT MESSAGE:  The School will include the latest developments in regulatory compliance, which could change the topics and schedule shown below.

ENTIRE SCHOOL – $1495 PER PERSON – June 12-15, 2018 – includes all modules, lunches, refreshment, student manuals, and a Welcome Cocktail Reception being held on opening night, June 12, from 5:00 – 6:00 pm.  You can also choose to attend individual Modules or Workshops as shown in the Registration section.

COMPLIANCE SCHOOL SCHEDULE (Dates are set, but daily schedule is subject to change)

Tuesday, June 12, 2018

8:00 am – 9:00 am           Check-in and Continental Breakfast
9:00 am – 12:00 pm         Deposit Operations Module – BSA Compliance Review and Hot Spots
12:00 pm – 1:00 pm         Lunch
1:00 pm – 2:00 pm           Deposit Operations Module – BSA Compliance Review and Hot Spots (cont)
2:00 pm – 5:00 pm           Deposit Operations Module – Regs DD & E
5:00 pm – 6:00 pm           Reception (casual cocktail/appetizer)

Wednesday, June 13, 2018

7:30 am – 8:00 am          Continental Breakfast
8:00 am – 12:00 pm        Deposit Operations Module – Regs CC & D
12:00 pm – 1:00 pm        Lunch
1:00 pm – 5:00 pm          Credit Module – Lending Compliance:  RESPA, TRID, Reg Z and MLA/SCRA

Thursday, June 14, 2018

7:30 am – 8:00 am         Continental Breakfast
8:00 am – 10:00 am      Credit Module – Lending Compliance:  RESPA, TRID, Reg Z and MLA/SCRA (cont)
10:00 am – 2:00 pm      Credit Module – Fair Lending and CRA (includes lunch)
2:00 pm – 5:00 pm        Credit Module – HMDA

Friday, June 15, 2018

7:30 am – 8:00 am         Continental Breakfast
8:00 am – 1:00 pm         Credit Module – FCRA and Flood – includes Q&A Lunch from 12:00-1:00
1:00 pm – 5:00 pm         Management Module – Consumer Complaints, UDAAP, Vendor Management, Privacy, Identity Theft Red Flags and
                                           Incident Response Practices

School Location and Overnight Accommodations

June 12-15, 2018
Table Mountain Inn
1310 Washington Avenue
Golden, Colorado

Students are responsible for their own hotel accommodations.  Please call the hotel at 303-277-9898 for discounted room reservations.

Intended Audience

You don’t need to be a compliance officer to attend.  Over 50% of the participants in previous years have been lenders, operations officers, auditors, attorneys, presidents, and others.  Compliance education is important for every bank officer.

CRCM, CLE, and CPE Continuing Education Credit Info

“32nd Annual CFT Federal Compliance School has been approved for  35 CRCM credits.  Breakdown of credit: Op/Deposit Module-11.25 CRCM credits, Credit Module-18 CRCM credits and Mgmt. Module-5.75 CRCM credits.  This statement should not be viewed as an endorsement of this program or its sponsor.”  Certification holders must report these credits at aba.csod.com.

Attorneys and Accountants seeking CLEs and CPEs should contact Crista Olson to verify if the Compliance School has been approved for credit in your State.  Crista can be reached at 800-795-5242 x9003 or crista@cfteducation.org.

Faculty

KEITH E. MONSON, CRCM, Vice President of Application Compliance, Computer Services, Inc., Jefferson City, MO. Mr. Monson has over 25 years of banking experience and frequently speaks on a variety of compliance related issues. Mr. Monson has compliance experience with both large and small financial institutions and has also provided compliance management assistance to banks as a compliance consultant. Mr. Monson is a past Chairman of the CRCM Advisory Board and a former member of the Certification Council for the Institute of Certified Bankers. He is also a past Chairman of the Missouri Bankers Association’s Compliance Committee. In addition, Mr. Monson has written for and served as the Chairman of the Editorial Advisory Board – Bank Compliance Magazine and was a past member of the Compliance Executive Committee and the Regulatory Compliance Conference Advisory Committee for the American Bankers Association. He was named the 2009 Distinguished Service Award winner by the ABA Compliance Administrative Committee for his work in the compliance field. Mr. Monson graduated from Truman State University and holds a Bachelors of Science degree in Finance.

CARL PRY, CRCM, CRP, is a Managing Director for Treliant Risk Advisors in Washington, DC. Through his working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves on the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at scores of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.

Register Here!

Times shown are local time. You can choose to pay by credit card or invoice when you register.

OptionStart DateStart TimeEnd DateEnd TimeLocationTuition
Regulations CC and D Workshop06/12/1802:00 PM06/12/1805:00 PMGolden CO$295.00Register
BSA Compliance Review and Hotspots Workshop06/12/1809:00 AM06/12/1802:00 PMGolden CO$455.00Register
Deposit Operations Module06/12/1809:00 AM06/13/1812:00 PMGolden CO$745.00Register
Federal Compliance School - Includes All Workshops and Modules06/12/1809:00 AM06/15/1805:00 PMGolden CO$1,495.00Register
Management Module06/13/1812:00 PM06/13/1805:00 PMGolden CO$565.00Register
Regulations DD and E Workshop06/13/1808:00 AM06/13/1811:00 AMGolden CO$405.00Register
CRA Workshop06/14/1801:00 PM06/14/1802:00 PMGolden CO$145.00Register
FCRA Flood Insurance Workshop06/14/1808:00 AM06/14/1801:00 PMGolden CO$455.00Register
Credit Module06/14/1808:00 AM06/15/1805:00 PMGolden CO$955.00Register
HMDA Workshop06/14/1802:00 PM06/14/1805:00 PMGolden CO$295.00Register
Lending Compliance Workshop06/15/1808:00 AM06/15/1805:00 PMGolden CO$825.00Register
AnyIn-HouseRequest